William Caldwell

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P: 949-786-401K

William Caldwell is a Senior  Wealth  Manager, MBA, CLU® with over 43 years’ experience in  the  financial  services  industry  to  include  working  with  high  net  worth individuals and their extended families.  His commitment is to work very closely with each  individual  client  to  address  their  investment  objectives  based  on  their  specific investor  profile,  their  time  horizon,  and  risk  tolerance. Bill’s  passion  is  to  assist  his clients  in  the  accumulation  and  conservation  of  their  investment  wealth  through  all types of  investment  cycles. Bill is  also an investment  advisor to several small 401(k) plans. Bill  served  as  Managing  Partner/LPL  Branch  Manager  for  the  eight  years  prior  to joining Retirement  Benefits  Group-Irvine  in  March  2016.  For the prior  25  years,  Bill owned and ran a small broker-dealer, TriEqua Capital Corporation which was closed in February 2008 when Bill joined LPL.


Bill  earned  his Masters of Business  Administration  from  the University of California, Los  Angeles  in  1971  and  his  Bachelor  of  Arts  Degree  (History)  from  the  University  of California,  Berkeley  in 1965. While attending Cal,  Bill played basketball for one year and competed in track, as a sprinter, for four years. Between  Cal  &  UCLA,  Bill  was  an  artillery officer  in  the  United  States  Marine  Corp (Captain)  and  served  in  Vietnam  from  March  1967  through  February  1968. Bill  is  a member of the Quantico Marine Athletes Veterans’ Organization.


Bill currently resides in Rancho Mission Viejo with Judith, his wife of forty-five years.   Bill  and  Judith  have  four  children  (two  biological  and  two  adopted)  and  three grandsons.    From  1988  through  2012,  Bill  and  Judith  were  Foster  Parents  for  the County  of  Orange  and  parented  over  150  infants  and  toddlers!   Two  of  their  foster children became permanent members of the Caldwell  family as adopted children.  As a member of the 1960’s Quantico Marine Athletes Veterans’ Organization, Bill enjoys attending reunions with wife and family.

Securities offered through LPL Financial, Member FINRA/SIPC. Investment Advice offered through Retirement Benefits Group™, a Registered Investment Advisor and separate entity from LPL Financial. Financial Advisors are also registered representatives with, and securities are offered through LPL Financial, Member FINRA/SIPC. Retirement Benefits Group is a registered trademark of Retirement Benefits Group, LLC. All rights reserved.

The LPL Financial registered representative associated with this site may only discuss and/or transact securities business with residents of the following states: AK, AL, AR, AZ, CA, CO, CT, FL, GA, HI, IA, ID, IL, KS, KY, LA, MA, MD, MI, MN, MO, MS, MT, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, WA, WI