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William Caldwell is a Senior Wealth Manager, MBA, CLU® with over 43 years’ experience in the financial services industry to include working with high net worth individuals and their extended families. His commitment is to work very closely with each individual client to address their investment objectives based on their specific investor profile, their time horizon, and risk tolerance. Bill’s passion is to assist his clients in the accumulation and conservation of their investment wealth through all types of investment cycles. Bill is also an investment advisor to several small 401(k) plans. Bill served as Managing Partner/LPL Branch Manager for the eight years prior to joining Retirement Benefits Group-Irvine in March 2016. For the prior 25 years, Bill owned and ran a small broker-dealer, TriEqua Capital Corporation which was closed in February 2008 when Bill joined LPL.
Bill earned his Masters of Business Administration from the University of California, Los Angeles in 1971 and his Bachelor of Arts Degree (History) from the University of California, Berkeley in 1965. While attending Cal, Bill played basketball for one year and competed in track, as a sprinter, for four years. Between Cal & UCLA, Bill was an artillery officer in the United States Marine Corp (Captain) and served in Vietnam from March 1967 through February 1968. Bill is a member of the Quantico Marine Athletes Veterans’ Organization.
Bill currently resides in Rancho Mission Viejo with Judith, his wife of forty-five years. Bill and Judith have four children (two biological and two adopted) and three grandsons. From 1988 through 2012, Bill and Judith were Foster Parents for the County of Orange and parented over 150 infants and toddlers! Two of their foster children became permanent members of the Caldwell family as adopted children. As a member of the 1960’s Quantico Marine Athletes Veterans’ Organization, Bill enjoys attending reunions with wife and family.